RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••• W•••••••
- T••••••••• C•••••• L•• independent RIA currentsince Sep 4, 2018 · Chicago, Il
- T••••••••• C•••••• L•• formerAug 23, 2017 to Mar 13, 2018 · Bradenton, Fl
- I•••••• F••••• independent RIAJan 5, 2017 to Aug 25, 2017 · Chicago, Il
- G•••••• A•••• M••••••••• L•• formerJun 26, 2012 to Dec 31, 2016 · Chicago, Il
- N•••••• F•••••••• G••••• I••• independent RIAMar 14, 2007 to Jun 26, 2007 · Cedar Rapids, Ia
- T••••••••• C•••••• L•• to T••••••••• C•••••• L••left Mar 13, 2018, registered Sep 4, 2018 (175 days) · channel change inside one enterprise, not a move · moved with a team
- I•••••• F••••• to T••••••••• C•••••• L••left Aug 25, 2017, registered Aug 23, 2017 (-2 days) · Other
- G•••••• A•••• M••••••••• L•• to I•••••• F•••••left Dec 31, 2016, registered Jan 5, 2017 (5 days) · Other
- N•••••• F•••••••• G••••• I••• to G•••••• A•••• M••••••••• L••left Jun 26, 2007, registered Jun 26, 2012 (1827 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address