DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Linn Marshall
Feed of 09/14/2026
At current firm
15 y
since Dec 16, 2010
In the industry
24 y
since Jan 30, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Dec 16, 2010 · Palm Springs, Ca
- Integrated Wealth Management, Inc. formerJan 22, 2010 to Dec 15, 2011 · Palm Springs, Ca
- Integrated Wealth Management, Inc. formerAug 28, 2009 to Dec 31, 2009 · Palm Springs, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 5, 2002 to May 21, 2009 · Rancho Mirage, Ca
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Management, Inc. to Cambridge Investment Research Advisors, Inc.left Dec 15, 2011, registered Dec 16, 2010 (-364 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Integrated Wealth Management, Inc.left May 21, 2009, registered Aug 28, 2009 (99 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address