RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• S•••••• W•••
- A••••• F•••••••• S••••••• state registered currentsince May 19, 2026 · Fircrest, Wa
- M•••••• F•••••••• • C••• independent RIAJan 20, 2023 to May 7, 2026 · Everett, Wa
- T•••• I••••••••• M••••••••• formerMar 2, 2020 to Oct 4, 2022 · Tacoma, Wa
- M•••••• F•••••••• • C••• to A••••• F•••••••• S•••••••left May 7, 2026, registered May 19, 2026 (12 days) · RIA to a state-registered adviser
- T•••• I••••••••• M••••••••• to M•••••• F•••••••• • C•••left Oct 4, 2022, registered Jan 20, 2023 (108 days) · RIA to RIA
- N••••••• S•••••• W••• left M•••••• F•••••••• • C••• for A••••• F•••••••• S••••••• (registered 2026-05-19)May 7, 2026 · Advisor changed firm · fact
- N••••••• S•••••• W••• left T•••• I••••••••• M••••••••• for M•••••• F•••••••• • C••• (registered 2023-01-20)Oct 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address