RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••• C•••
- G••••••• W••••• M••••••••• L•• independent RIA currentsince Aug 4, 2026 · Chattanooga, Tn
- H••••• G•••• L•• unclassifiedApr 3, 2020 to Aug 1, 2026 · Hixson, Tn
- H••••• G•••• L•• to G••••••• W••••• M••••••••• L••left Aug 1, 2026, registered Aug 4, 2026 (3 days) · Other
- D•••• P••• C••• left H••••• G•••• L•• for G••••••• W••••• M••••••••• L•• (registered 2026-08-04)Aug 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address