RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C••••• H••••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 18, 2026 · Hamden, Ct
- F•••••• independent RIAJul 26, 2024 to Jun 1, 2026 · Westport, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 16, 2020 to Jul 30, 2024 · Fairfield, Ct
- F•••••• to M•• I•••••••• S•••••••• L••left Jun 1, 2026, registered Jun 18, 2026 (17 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••left Jul 30, 2024, registered Jul 26, 2024 (-4 days) · Wirehouse to independent RIA
- P•••• C••••• H•••••••• left Farther for M•• I•••••••• S•••••••• L•• (registered 2026-06-18)Jun 1, 2026 · Advisor changed firm · fact
- P•••• C••••• H•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Farther (registered 2024-07-26)Jul 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address