DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R••• M••••••

C•••••• W••••• • R••••••••• P••••••• L•••••independent RIAHenderson, Nvdual registrantIAPD 7240120

Feed of 09/14/2026

At current firm

1 y

since Nov 8, 2024

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••••• • R••••••••• P••••••• L••••• independent RIA current
since Nov 8, 2024 · Henderson, Nv
L•• F•••••••• L•• BD affiliated
Feb 6, 2024 to Nov 7, 2024 · Henderson, Nv
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 5, 2023 to Feb 7, 2024 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••• W••••• • R••••••••• P••••••• L•••••
left Nov 7, 2024, registered Nov 8, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Feb 7, 2024, registered Feb 6, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Julie Rose Malonzo left Lpl Financial Llc for Cassady Wealth & Retirement Planning L.L.C. (registered 2024-11-08)
Nov 7, 2024 · Advisor changed firm · fact
Julie Rose Malonzo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2024-02-06)
Feb 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address