RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••••••
- M••••••• W••••• M••••••••• L•• state registered currentsince Jan 16, 2024 · Bozeman, Mt
- A••••• A•••• M••••••••• L•• state registeredDec 2, 2022 to Feb 1, 2024 · Bozeman, Mt
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 13, 2021 to Nov 29, 2022 · Bozeman, Mt
- A••••• A•••• M••••••••• L•• to M••••••• W••••• M••••••••• L••left Feb 1, 2024, registered Jan 16, 2024 (-16 days) · Other
- M•• I•••••••• S•••••••• L•• to A••••• A•••• M••••••••• L••left Nov 29, 2022, registered Dec 2, 2022 (3 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J•••• R••••••••• left A••••• A•••• M••••••••• L•• for M••••••• W••••• M••••••••• L•• (registered 2024-01-16)Feb 1, 2024 · Advisor changed firm · fact
- J•••• R••••••••• left M•• I•••••••• S•••••••• L•• for A••••• A•••• M••••••••• L•• (registered 2022-12-02)Nov 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address