RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- U••••• P••••••• L•• state registered currentsince Apr 2, 2026 · Austin, Tx
- U••••• P••••••• L•• state registeredAug 17, 2024 to Dec 31, 2025 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDJun 29, 2020 to Apr 18, 2023 · Austin, Tx
- C•••••• S••••• • C••• I••• to U••••• P••••••• L••left Apr 18, 2023, registered Aug 17, 2024 (487 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T•••• S••••••• left C•••••• S••••• • C••• I••• for U••••• P••••••• L•• (registered 2024-08-17)Apr 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address