RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince May 5, 2025 · Overland Park, Ks
- U•• S••••••••• I••• no RAUMJun 6, 2022 to Apr 17, 2025 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDNov 2, 2020 to May 13, 2022 · Atlanta, Ga
- U•• S••••••••• I••• to O•••••••••left Apr 17, 2025, registered May 5, 2025 (18 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U•• S••••••••• I•••left May 13, 2022, registered Jun 6, 2022 (24 days) · Other
- S•• M•••••• B••••••• left U•• S••••••••• I••• for Onedigital (registered 2025-05-05)Apr 17, 2025 · Advisor changed firm · fact
- S•• M•••••• B••••••• left A••••••••• F•••••••• S•••••••• L•• for U•• S••••••••• I••• (registered 2022-06-06)May 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address