DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Edward Hogan
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Michael E Hogan
At current firm
6 y
since Oct 18, 2019
In the industry
30 y
since Aug 28, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cutler Capital Management independent RIA currentsince Oct 18, 2019 · Worcester, Ma
- Wellesley Asset Management, Inc. mixed wealthDec 11, 2015 to Oct 30, 2018 · Portsmouth, Nh
- Td Private Client Wealth LLC BD affiliatedApr 23, 2013 to Nov 20, 2015 · Providence, Ri
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Nov 1, 2011 · Providence, Ri
- Banc Of America Investment Services, Inc. unclassifiedAug 28, 2007 to Oct 23, 2009 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Wellesley Asset Management, Inc. to Cutler Capital Managementleft Oct 30, 2018, registered Oct 18, 2019 (353 days) · RIA to RIA
- Td Private Client Wealth LLC to Wellesley Asset Management, Inc.left Nov 20, 2015, registered Dec 11, 2015 (21 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Private Client Wealth LLCleft Nov 1, 2011, registered Apr 23, 2013 (539 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address