RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• W••••• M•••••••••
- W••••••••• state registered currentsince Jan 21, 2026 · West Palm Beach, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 18, 2021 to Mar 24, 2023 · Jacksonville, Fl
- S••••••••• P••••••••• L•• independent RIAFeb 23, 2021 to Sep 29, 2021 · Clearwater, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••••••••left Mar 24, 2023, registered Jan 21, 2026 (1034 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••••• P••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 29, 2021, registered Nov 18, 2021 (50 days) · RIA to affiliated broker-dealer or bank
- C••••• W••••• M••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for Wealthadvisor365 (registered 2026-01-21)Mar 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address