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Registered advisor

H•• M•••••• G••••••

O•••• W•••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 726962

Feed of 09/14/2026

At current firm

14 y

since Oct 21, 2011

In the industry

22 y

since Apr 1, 2004 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Oct 21, 2011 · Scottsdale, Az

F•• S••••••••• C••••••••• former
Nov 12, 2020 to Nov 3, 2023 · Atlanta, Ga
W••••••• F•••••••• S•••••••• I••• former
Nov 12, 2020 to Jan 19, 2024 · Oakdale, Mn

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to no registered destination
left Jan 19, 2024 · Departure, no registered destination
F•• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••
left Nov 3, 2023, registered Nov 12, 2020 (-1086 days) · channel change inside one enterprise, not a move · moved with a team

Signals

••• Locked
Jan 19, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address