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Channel change (one enterprise)

19 advisors moved from F•• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••

Not a lift-out: both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexis SchumannAtlanta, GaNov 3, 2023Jul 30, 2014
Bryan Daniel HerrenAtlanta, GaNov 3, 2023Nov 17, 2020
Calvin Thomas RobinsonAtlanta, GaNov 3, 2023Nov 17, 2020
Charles Raymond HouleAtlanta, GaNov 3, 2023Jun 16, 2021
Christopher Edward ElardoAtlanta, GaNov 3, 2023Feb 7, 2017
Dane Mark CastleAtlanta, GaNov 3, 2023Nov 22, 2021
Daniel Matthew VinsonAtlanta, GaNov 3, 2023Jan 12, 2017
Elizabeth Anne Salmon-OsbonAtlanta, GaNov 3, 2023Jan 16, 2019
Elizabeth Lynn HawkinsAtlanta, GaNov 3, 2023Jun 4, 2014
Hal Matthew GilbertAtlanta, GaNov 3, 2023Nov 12, 2020
James T LamAtlanta, GaNov 3, 2023Nov 10, 2014
Jill Marie SadlerAtlanta, GaNov 3, 2023Nov 19, 2015
Joan L KnightAtlanta, GaNov 3, 2023May 22, 2019
John Richard NeighboursAtlanta, GaNov 3, 2023Jun 27, 2017
Kevin James AndersonAtlanta, GaNov 3, 2023Jan 16, 2019
Melissa Lynn BrasseurAtlanta, GaNov 3, 2023Dec 3, 2015
Micah Tiensung WeiAtlanta, GaNov 3, 2023Jun 28, 2017
Peter Anthony HirschAtlanta, GaNov 3, 2023Jan 10, 2018
Richard White ChaseAtlanta, GaNov 3, 2023Nov 6, 2018
Tamara Ann FrattarelliAtlanta, GaNov 3, 2023Dec 6, 2017
The rule
Registrations ended
Nov 3, 2023
Registered next
Jun 4, 2014 to Nov 22, 2021
Branch state
GA
Cities
1, most in Atlanta, Ga
Registered there that day
497 (people still on IAPD; an estimate)
Share of that headcount
3.8%
One enterprise because
both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of F•• S••••••••• C•••••••••Other teams into W••••••• F•••••••• S•••••••• I•••