RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• T••••• O•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 21, 2026 · Las Vegas, Nv
- W••••••• A••••••• independent RIAJan 2, 2025 to Jun 30, 2026 · Bee Cave, Tx
- C•• W•••••• L•• state registeredFeb 25, 2021 to Apr 24, 2025 · Clear Lake, Mn
- W••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 30, 2026, registered Aug 21, 2026 (52 days) · RIA to affiliated broker-dealer or bank
- C•• W•••••• L•• to W••••••• A•••••••left Apr 24, 2025, registered Jan 2, 2025 (-112 days) · Other
- G•••• T••••• O••• left W••••••• A••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-08-21)Jun 30, 2026 · Advisor changed firm · fact
- G•••• T••••• O••• left C•• W•••••• L•• for W••••••• A••••••• (registered 2025-01-02)Apr 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address