RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · Fort Wayne, In
• N••• F•••••••• G••••• I••• former
  Sep 17, 2014 to Jul 10, 2025 · Fort Wayne, In
• H• B•••• I••• former
  Sep 17, 2008 to Sep 12, 2014 · Fort Wayne, In
• G•••••••• F••••••••• I•• unclassified
  Aug 7, 2006 to Sep 10, 2008 · Ft. Wayne, In
• A•••• C•••••• M••••••••• C••• independent RIA
  Jan 14, 1999 to Jul 2, 2003 · Fort Wayne, In
• S•• I••••••••• I••• former
  Nov 6, 1998 to Aug 9, 2006 · Fort Wayne, In

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to N••• F•••••••• G••••• I•••
  left Sep 12, 2014, registered Sep 17, 2014 (5 days) · Other
• G•••••••• F••••••••• I•• to H• B•••• I•••
  left Sep 10, 2008, registered Sep 17, 2008 (7 days) · Other
• S•• I••••••••• I••• to A•••• C•••••• M••••••••• C•••
  left Aug 9, 2006, registered Jan 14, 1999 (-2764 days) · Other
• A•••• C•••••• M••••••••• C••• to G•••••••• F••••••••• I••
  left Jul 2, 2003, registered Aug 7, 2006 (1132 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address