RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• Y•••• H• L•••••
- A••• A••••••• P••••••• BD affiliated currentsince Dec 8, 2024 · New York, Ny
- C••••• formerApr 7, 2021 to Mar 26, 2025 · Littleton, Co
- E•••••••• A•••••••• L•• national BDDec 18, 2020 to Apr 9, 2021 · Lakewood, Co
- C••••• to A••• A••••••• P•••••••left Mar 26, 2025, registered Dec 8, 2024 (-108 days) · RIA to RIA · moved with a team
- E•••••••• A•••••••• L•• to C•••••left Apr 9, 2021, registered Apr 7, 2021 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- B•••••• Y•••• H• L••••• left Cedrus for A••• A••••••• P••••••• (registered 2024-12-08)Mar 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address