D•••• H•••••

• V••••• W••••• M••••••••• state registered current
  since Jun 9, 2026 · Huntington Beach, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 17, 2023 to Jun 8, 2026 · Irvine, Ca
• L•• F•••••••• L•• BD affiliated
  Dec 7, 2021 to May 30, 2023 · Palm Desert, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Feb 18, 2021 to Dec 10, 2021 · Woodland Hills, Ca
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Oct 23, 2020 to Feb 5, 2021 · Fountain Valley, Ca

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••• W••••• M•••••••••
  left Jun 8, 2026, registered Jun 9, 2026 (1 days) · Wirehouse to a state-registered adviser
• L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left May 30, 2023, registered May 17, 2023 (-13 days) · Affiliated broker-dealer or bank to wirehouse
• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Dec 10, 2021, registered Dec 7, 2021 (-3 days) · Affiliated broker-dealer or bank to another
• T••••••••• F•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Feb 5, 2021, registered Feb 18, 2021 (13 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jun 8, 2026 · Advisor changed firm · fact
• ••• Locked
  May 30, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address