RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• C•••••••
- S•• W••••• independent RIA currentsince Dec 6, 2023 · Springboro, Oh
- M••••••••• unclassifiedFeb 17, 2023 to Dec 31, 2023 · Dayton, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDMar 10, 2021 to Feb 7, 2023 · Richmond, In
- M••••••••• to S•• W•••••left Dec 31, 2023, registered Dec 6, 2023 (-25 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••••••left Feb 7, 2023, registered Feb 17, 2023 (10 days) · Other
- J•••• M•••••• C••••••• left Millennialfp for S•• W••••• (registered 2023-12-06)Dec 31, 2023 · Advisor changed firm · fact
- J•••• M•••••• C••••••• left A••••••••• F•••••••• S•••••••• L•• for Millennialfp (registered 2023-02-17)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address