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Registered advisor
E••• A•••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFort Collins, Codual registrantIAPD 7286208
Feed of 09/14/2026
Also filed as E••• Michael A•••••••
At current firm
2 y
since Feb 29, 2024
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 29, 2024 · Fort Collins, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 11, 2020 to Jan 2, 2024 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 2, 2024, registered Feb 29, 2024 (58 days) · Other
Signals
- E••• A••••••• left N••••••••• M••••• I••••••••• S••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-02-29)Jan 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address