RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• S••••••
- F••••••• A•••••••• I••• state registered currentsince Aug 28, 2018 · Cheshire, Ct
- T•••••• A•••••••• I••• formerApr 10, 2015 to Nov 30, 2018 · Litchfield, Ct
- T•••••• A•••••••• I••• formerMar 11, 2014 to Dec 31, 2014 · Litchfield, Ct
- T•••••• A•••••••• I••• formerNov 24, 2008 to Dec 31, 2013 · Litchfield, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 9, 2002 to Sep 29, 2008 · Cheshire, Ct
- T•••••• A•••••••• I••• to F••••••• A•••••••• I•••left Nov 30, 2018, registered Aug 28, 2018 (-94 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to T•••••• A•••••••• I•••left Sep 29, 2008, registered Nov 24, 2008 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address