RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• I•••••• S•••• P•••• S•••
- S•••••• A••••••• L•• state registered currentsince Aug 18, 2025 · Miami, Fl
- S•••••• A••••••• unclassifiedNov 8, 2022 to Dec 31, 2023 · Miami, Fl
- H••••• I••••• mixed wealthMar 10, 2021 to Apr 13, 2022 · Aventura, Fl
- S•••••• A••••••• to S•••••• A••••••• L••left Dec 31, 2023, registered Aug 18, 2025 (596 days) · Other
- H••••• I••••• to S•••••• A•••••••left Apr 13, 2022, registered Nov 8, 2022 (209 days) · Other
- E•••••• I•••••• S•••• P•••• S••• left S•••••• A••••••• for S•••••• A••••••• L•• (registered 2025-08-18)Dec 31, 2023 · Advisor changed firm · fact
- E•••••• I•••••• S•••• P•••• S••• left H••••• I••••• for S•••••• A••••••• (registered 2022-11-08)Apr 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address