DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••••• W•••

P••••••• F••••• I•••asset managerIsle Of Palms, ScIA-onlyIAPD 7295947

Feed of 09/14/2026

At current firm

0 y

since Apr 1, 2026

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••• F••••• I••• asset manager current
since Apr 1, 2026 · Isle Of Palms, Sc
M••••• C•••••• M••••••••• C•• asset manager
Jan 25, 2022 to Oct 17, 2025 · Mt Pleasant, Sc
M••••• C•••••• A•••••••• L•• independent RIA
Jan 6, 2022 to Dec 5, 2023 · Raleigh, Nc
M••••• C•••••• M••••••••• C•• asset manager
Aug 24, 2021 to Dec 31, 2021 · Mt Pleasant, Sc
M••••• C•••••• A•••••••• L•• independent RIA
Sep 22, 2020 to Dec 31, 2021 · Mount Pleasant, Sc

Moves

a registration end followed by a registration begin elsewhere

M••••• C•••••• M••••••••• C•• to P••••••• F••••• I•••
left Oct 17, 2025, registered Apr 1, 2026 (166 days) · Other
M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••
left Dec 5, 2023, registered Jan 25, 2022 (-679 days) · Other · moved with a team
M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••
left Dec 31, 2021, registered Aug 24, 2021 (-129 days) · Other
M••••• C•••••• M••••••••• C•• to M••••• C•••••• A•••••••• L••
left Dec 31, 2021, registered Jan 6, 2022 (6 days) · Other · moved with a team

Signals

K•••••• W••• left M••••• C•••••• M••••••••• C•• for P••••••• F••••• I••• (registered 2026-04-01)
Oct 17, 2025 · Advisor changed firm · fact
K•••••• W••• left M••••• C•••••• A•••••••• L•• for M••••• C•••••• M••••••••• C•• (registered 2022-01-25)
Dec 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address