RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• D•••• G•••••••••
- G• F•••••••• P•••••••• L•• state registered currentsince Dec 8, 2023 · Orlando, Fl
- T••••••••• state registeredJul 26, 2021 to Jun 14, 2023 · Buena Vista, Co
- P••• • A•• formerNov 16, 2020 to Jun 14, 2023 · Orlando, Fl
- P••• • A•• to T•••••••••left Jun 14, 2023, registered Jul 26, 2021 (-688 days) · Other
- T••••••••• to G• F•••••••• P•••••••• L••left Jun 14, 2023, registered Dec 8, 2023 (177 days) · Other
- H•••• D•••• G••••••••• left Thepension401K for G• F•••••••• P•••••••• L•• (registered 2023-12-08)Jun 14, 2023 · Advisor changed firm · fact
- H•••• D•••• G••••••••• left P••• • A•• for Thepension401K (registered 2021-07-26)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address