DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• A••• E••••••

L•• F•••••••• L••BD affiliatedBingham Farms, Mi dual registrantIAPD 7307527

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Mar 19, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 19, 2024 · Archer City, Tx
S•••••••• W••••• C•••••• independent RIA
Aug 15, 2023 to Mar 18, 2024 · San Francisco, Ca
L•• F•••••••• L•• BD affiliated
Feb 18, 2023 to Aug 22, 2023 · San Diego, Ca
B•••••••• L•• independent RIA
Jun 15, 2021 to Feb 4, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W••••• C•••••• to L•• F•••••••• L••
left Mar 18, 2024, registered Mar 19, 2024 (1 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to S•••••••• W••••• C••••••
left Aug 22, 2023, registered Aug 15, 2023 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser
B•••••••• L•• to L•• F•••••••• L••
left Feb 4, 2022, registered Feb 18, 2023 (379 days) · Other

Signals

M•••• A••• E•••••• left S•••••••• W••••• C•••••• for L•• F•••••••• L•• (registered 2024-03-19)
Mar 18, 2024 · Advisor changed firm · fact
M•••• A••• E•••••• left L•• F•••••••• L•• for S•••••••• W••••• C•••••• (registered 2023-08-15)
Aug 22, 2023 · Advisor changed firm · fact
M•••• A••• E•••••• left B•••••••• L•• for L•• F•••••••• L•• (registered 2023-02-18)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address