DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Richard Shepherd
Feed of 09/15/2026
Also filed as John Richard Shepherd
At current firm
0 y
since Apr 16, 2026
In the industry
15 y
since May 23, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bluedoor Private Wealth, LLC independent RIA currentsince Apr 16, 2026 · St. Petersburg, Fl
- Fairbanks Capital Management, Inc. independent RIAFeb 13, 2019 to Apr 15, 2026 · Port Saint Lucie, Fl
- Mansfield Investment Management unclassifiedMar 30, 2018 to Dec 11, 2018 · Beaverton, Or
- Cuna Brokerage Services, Inc. formerOct 23, 2015 to Feb 15, 2018 · Tillamook, Or
- Cetera Investment Advisers LLC BD affiliatedJan 14, 2015 to Oct 19, 2015 · Portland, Or
- East Coast Asset Management, LLC mixed wealthJun 16, 2014 to Nov 14, 2014 · Essex, Ma
- Tran Capital Management, L.P. independent RIAMay 24, 2011 to Jun 14, 2013 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fairbanks Capital Management, Inc. to Bluedoor Private Wealth, LLCleft Apr 15, 2026, registered Apr 16, 2026 (1 days) · RIA to RIA
- Mansfield Investment Management to Fairbanks Capital Management, Inc.left Dec 11, 2018, registered Feb 13, 2019 (64 days) · Other
- Cuna Brokerage Services, Inc. to Mansfield Investment Managementleft Feb 15, 2018, registered Mar 30, 2018 (43 days) · Other
- Cetera Investment Advisers LLC to Cuna Brokerage Services, Inc.left Oct 19, 2015, registered Oct 23, 2015 (4 days) · Other
- East Coast Asset Management, LLC to Cetera Investment Advisers LLCleft Nov 14, 2014, registered Jan 14, 2015 (61 days) · Other
- Tran Capital Management, L.P. to East Coast Asset Management, LLCleft Jun 14, 2013, registered Jun 16, 2014 (367 days) · Other
Signals
- John Richard Shepherd left Fairbanks Capital Management, Inc. for Bluedoor Private Wealth, Llc (registered 2026-04-16)Apr 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address