DFX Intelligence
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Registered advisor
S••• S•••• L••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Sep 12, 2023
In the industry
18 y
since Mar 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• B•••• state registered currentsince Sep 12, 2023 · Moorestown, Nj
- W•• F•••••••• A••••••• state registeredJan 11, 2021 to Oct 2, 2023 · Moorestown, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•• F•••••••• A••••••• to P•••••• B••••left Oct 2, 2023, registered Sep 12, 2023 (-20 days) · Other
Signals
- ••• LockedOct 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address