RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• D• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 23, 2026 · Sugarloaf, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 14, 2022 to Feb 11, 2026 · Kingston, Pa
- E•• F•••••••• A••••••• independent RIAMay 26, 2021 to Mar 17, 2022 · Hazleton, Pa
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 11, 2026, registered Mar 23, 2026 (40 days) · Affiliated broker-dealer or bank to another
- E•• F•••••••• A••••••• to M•• I•••••••• S•••••••• L••left Mar 17, 2022, registered Apr 14, 2022 (28 days) · Affiliated broker-dealer or bank to another
- E••• D• S•••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-03-23)Feb 11, 2026 · Advisor changed firm · fact
- E••• D• S•••••• left E•• F•••••••• A••••••• for M•• I•••••••• S•••••••• L•• (registered 2022-04-14)Mar 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address