RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• S•••• P•••••••
- S•••• C•••• P••••••• • W••••• M••••••••• state registered currentsince Aug 4, 2023 · Fall River, Ma
- B•••• I••••••••• A•••••••• L•• independent RIAFeb 2, 2021 to May 17, 2023 · New Bedford, Ma
- B•••• I••••••••• A•••••••• L•• to S•••• C•••• P••••••• • W••••• M•••••••••left May 17, 2023, registered Aug 4, 2023 (79 days) · RIA to a state-registered adviser
- D••••• S•••• P••••••• left B•••• I••••••••• A•••••••• L•• for S•••• C•••• P••••••• • W••••• M••••••••• (registered 2023-08-04)May 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address