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RIA Intelligence
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Feed of 09/14/2026
Also filed as R•••••• M••••••• M•••
At current firm
18 y
since Jan 4, 2008
In the industry
44 y
since Jun 29, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• C•••••• C••• former currentsince Jan 4, 2008 · South Bend, In
- P•••••••• C•••••• C••• formerJan 4, 2008 to Dec 31, 2007 · South Bend, In
- P•••••••• C•••••• C••• formerFeb 25, 2003 to Dec 31, 2007 · Ridgefield, Ct
- T••••• H•••• I••••••••• M••••••••• I••• unclassifiedFeb 13, 2003 to Dec 31, 2008 · New Milford, Ct
Moves
a registration end followed by a registration begin elsewhere
- T••••• H•••• I••••••••• M••••••••• I••• to P•••••••• C•••••• C•••left Dec 31, 2008, registered Feb 25, 2003 (-2136 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address