D••••• G••••

3• H••••••• W•••••state registeredIrvine, Ca IA-onlyIAPD 7349139

Feed of 09/14/2026

At current firm

1 y

since Sep 27, 2024

In the industry

18 y

since Jan 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

3• H••••••• W••••• state registered current
since Sep 27, 2024 · Irvine, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Dec 1, 2021 to Apr 29, 2025 · Irvine, Ca
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Mar 9, 2021 to Dec 3, 2021 · Corona, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to 3• H••••••• W•••••
left Apr 29, 2025, registered Sep 27, 2024 (-214 days) · Affiliated broker-dealer or bank to a state-registered adviser
T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 3, 2021, registered Dec 1, 2021 (-2 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Apr 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address