RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••••• independent RIA currentsince Feb 5, 2026 · Austin, Tx
- D•••• F•••••••• P••••••• L•• unclassifiedDec 11, 2023 to Apr 24, 2026 · Corona, Ca
- P•••••• M••••••••• S••••••• L••••• state registeredSep 23, 2022 to Nov 16, 2023 · King Of Prussia, Pa
- D•••• F•••••••• P••••••• L•• to F••••••••left Apr 24, 2026, registered Feb 5, 2026 (-78 days) · Other
- P•••••• M••••••••• S••••••• L••••• to D•••• F•••••••• P••••••• L••left Nov 16, 2023, registered Dec 11, 2023 (25 days) · Other
- D•••• M•••• D•••• left D•••• F•••••••• P••••••• L•• for Forefront (registered 2026-02-05)Apr 24, 2026 · Advisor changed firm · fact
- D•••• M•••• D•••• left P•••••• M••••••••• S••••••• L••••• for D•••• F•••••••• P••••••• L•• (registered 2023-12-11)Nov 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address