RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• F• W••••••
- B•••••••• A•••• M••••••••• L•• independent RIA currentsince Aug 1, 2025 · Shelton, Ct
- A•••••• P••••••• W••••• M••••••••• independent RIAJan 2, 2024 to Sep 2, 2025 · New York, Ny
- R••••• • A••••••••• I•• formerMay 5, 2021 to Jul 13, 2022 · Seattle, Wa
- A•••••• P••••••• W••••• M••••••••• to B•••••••• A•••• M••••••••• L••left Sep 2, 2025, registered Aug 1, 2025 (-32 days) · RIA to RIA
- R••••• • A••••••••• I•• to A•••••• P••••••• W••••• M•••••••••left Jul 13, 2022, registered Jan 2, 2024 (538 days) · RIA to RIA
- T•••• F• W•••••• left A•••••• P••••••• W••••• M••••••••• for B•••••••• A•••• M••••••••• L•• (registered 2025-08-01)Sep 2, 2025 · Advisor changed firm · fact
- T•••• F• W•••••• left R••••• • A••••••••• I•• for A•••••• P••••••• W••••• M••••••••• (registered 2024-01-02)Jul 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address