RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• J••••• A•••••••••
- F•• I••••••••• L•• independent RIA currentsince Sep 4, 2026 · Tampa, Fl
- G•• S•••••••• independent RIASep 19, 2024 to Jun 26, 2026 · Orlando, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 27, 2023 to Mar 27, 2024 · Philadelphia, Pa
- G•• S•••••••• to F•• I••••••••• L••left Jun 26, 2026, registered Sep 4, 2026 (70 days) · RIA to RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to G•• S••••••••left Mar 27, 2024, registered Sep 19, 2024 (176 days) · Affiliated broker-dealer or bank to independent RIA
- V•••••• J••••• A••••••••• left G•• S•••••••• for F•• I••••••••• L•• (registered 2026-09-04)Jun 26, 2026 · Advisor changed firm · fact
- V•••••• J••••• A••••••••• left M•• I•••••••• S•••••••• L•• for G•• S•••••••• (registered 2024-09-19)Mar 27, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address