RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• B••••••
- O•••• F•••••••• A••••••• state registered currentsince May 28, 2024 · Voorhees, Nj
- T••••• C•••••• M••••••••• L•• independent RIANov 28, 2023 to Apr 26, 2024 · Fort Washington, Pa
- G••••••• S•••••••• state registeredAug 3, 2021 to Dec 21, 2023 · Cherry Hill, Nj
- T••••• C•••••• M••••••••• L•• to O•••• F•••••••• A•••••••left Apr 26, 2024, registered May 28, 2024 (32 days) · RIA to a state-registered adviser
- G••••••• S•••••••• to T••••• C•••••• M••••••••• L••left Dec 21, 2023, registered Nov 28, 2023 (-23 days) · Other
- D•••• J••• B•••••• left T••••• C•••••• M••••••••• L•• for O•••• F•••••••• A••••••• (registered 2024-05-28)Apr 26, 2024 · Advisor changed firm · fact
- D•••• J••• B•••••• left G••••••• S•••••••• for T••••• C•••••• M••••••••• L•• (registered 2023-11-28)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address