RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• J••• P•••
- M••••••• F•••••••• S••••••••• L•• state registered currentsince May 2, 2025 · Marana, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 20, 2023 to Jan 27, 2025 · Marana, Az
- I•••• W••••• S•••••••• formerJan 26, 2023 to Oct 26, 2023 · Scottsdale, Az
- M•• I•••••••• S•••••••• L•• to M••••••• F•••••••• S••••••••• L••left Jan 27, 2025, registered May 2, 2025 (95 days) · Affiliated broker-dealer or bank to a state-registered adviser
- I•••• W••••• S•••••••• to M•• I•••••••• S•••••••• L••left Oct 26, 2023, registered Oct 20, 2023 (-6 days) · RIA to affiliated broker-dealer or bank
- C••• J••• P••• left M•• I•••••••• S•••••••• L•• for M••••••• F•••••••• S••••••••• L•• (registered 2025-05-02)Jan 27, 2025 · Advisor changed firm · fact
- C••• J••• P••• left I•••• W••••• S•••••••• for M•• I•••••••• S•••••••• L•• (registered 2023-10-20)Oct 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address