RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• S•••••• F•••••
- S••••• P•••••• W•••••• L•• independent RIA currentsince Apr 3, 2025 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedMay 8, 2023 to Apr 11, 2025 · Woodland Hills, Ca
- F••••••• I••• state registeredJul 30, 2021 to May 16, 2023 · Brentwood, Tn
- L•• F•••••••• L•• to S••••• P•••••• W•••••• L••left Apr 11, 2025, registered Apr 3, 2025 (-8 days) · Affiliated broker-dealer or bank to a newly registered adviser
- F••••••• I••• to L•• F•••••••• L••left May 16, 2023, registered May 8, 2023 (-8 days) · Other
- K••• S•••••• F••••• left L•• F•••••••• L•• for S••••• P•••••• W•••••• L•• (registered 2025-04-03)Apr 11, 2025 · Advisor changed firm · fact
- K••• S•••••• F••••• left F••••••• I••• for L•• F•••••••• L•• (registered 2023-05-08)May 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address