RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• D• B••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 18, 2025 · Willoughby Hills, Oh
- M•• C•••••• M••••••••• L•• independent RIAJun 9, 2022 to Mar 14, 2025 · Cleveland, Oh
- E•••••••• A•••••••• L•• national BDJan 13, 2022 to Jun 2, 2022 · Akron, Oh
- M•• C•••••• M••••••••• L•• to L•• F•••••••• L••left Mar 14, 2025, registered Mar 18, 2025 (4 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•• C•••••• M••••••••• L••left Jun 2, 2022, registered Jun 9, 2022 (7 days) · Affiliated broker-dealer or bank to independent RIA
- J••••••• D• B•••• left M•• C•••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-03-18)Mar 14, 2025 · Advisor changed firm · fact
- J••••••• D• B•••• left E•••••••• A•••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2022-06-09)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address