RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• A•••••• M••••
- L•• E••••••••• L•• BD affiliated currentsince Aug 6, 2026 · San Diego, Ca
- P•••• S••••••••• L•• no RAUMSep 1, 2023 to Nov 14, 2024 · San Diego, Ca
- T•••• M••••••••• S•••••••• I••• independent RIASep 28, 2021 to Jul 19, 2023 · La Mesa, Ca
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Aug 6, 2026 (630 days) · corporate re-registration, not a move
- T•••• M••••••••• S•••••••• I••• to P•••• S••••••••• L••left Jul 19, 2023, registered Sep 1, 2023 (44 days) · RIA to affiliated broker-dealer or bank
- A•••• A•••••• M•••• left T•••• M••••••••• S•••••••• I••• for P•••• S••••••••• L•• (registered 2023-09-01)Jul 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address