RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Steven Christian Schultheis
- Professional profile
- Linkedin.com/in/steve-schultheis-maml-78838612reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Waterloo Capital independent RIA currentsince Nov 10, 2023 · Rogers, Ar
- Equitable Advisors, LLC national BDJun 29, 2022 to Nov 20, 2023 · Rogers, Ar
- Equitable Advisors, LLC to Waterloo Capitalleft Nov 20, 2023, registered Nov 10, 2023 (-10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Steven Christian Schultheis left Equitable Advisors, Llc for Waterloo Capital (registered 2023-11-10)Nov 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address