DFX Intelligence
RIA Intelligence
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Registered advisor
D•••• A• M•••••••••
Feed of 09/15/2026
At current firm
1 y
since Aug 18, 2025
In the industry
17 y
since May 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 18, 2025 · Jacksonville, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 29, 2024 to Aug 18, 2025 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 18, 2025, registered Aug 18, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- D•••• A• M••••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-08-18)Aug 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address