RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• B•••• P•••••••••
- Q• F•••••••• state registered currentsince Mar 31, 2026 · Eastlake, Co
- I•••••••• independent RIAAug 8, 2024 to May 22, 2026 · Holladay, Ut
- C•••••• S••••• • C••• I••• national BDJul 30, 2021 to Aug 9, 2024 · Lone Tree, Co
- I•••••••• to Q• F••••••••left May 22, 2026, registered Mar 31, 2026 (-52 days) · RIA to a state-registered adviser
- C•••••• S••••• • C••• I••• to I••••••••left Aug 9, 2024, registered Aug 8, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- T•••• B•••• P••••••••• left Interwise for Q• F•••••••• (registered 2026-03-31)May 22, 2026 · Advisor changed firm · fact
- T•••• B•••• P••••••••• left C•••••• S••••• • C••• I••• for Interwise (registered 2024-08-08)Aug 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address