M•••••• J•••• H••••••

E•••• F•••••••• A•••••••state registeredFair Oaks, CaIA-onlyIAPD 7418343

Feed of 09/14/2026

At current firm

1 y

since Mar 4, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• F•••••••• A••••••• state registered current
since Mar 4, 2025 · Fair Oaks, Ca
E•••• F•••••••• A••••••• unclassified
Oct 4, 2023 to Mar 7, 2025 · Fair Oaks, Ca
O••• W••••• M••••••••• L•• independent RIA
Jul 28, 2021 to Oct 2, 2023 · Fair Oaks, Ca

Moves

a registration end followed by a registration begin elsewhere

E•••• F•••••••• A••••••• to E•••• F•••••••• A•••••••
left Mar 7, 2025, registered Mar 4, 2025 (-3 days) · Other · moved with a team
O••• W••••• M••••••••• L•• to E•••• F•••••••• A•••••••
left Oct 2, 2023, registered Oct 4, 2023 (2 days) · Other

Signals

••• Locked
Mar 7, 2025 · Advisor changed firm · fact
••• Locked
Oct 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address