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Registered advisor
J•••• M• M••••
Feed of 09/14/2026
Also filed as Jacob Matthew Mason
At current firm
1 y
since Oct 21, 2024
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 21, 2024 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 10, 2024 to Sep 20, 2024 · Covington, Ky
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 21, 2023 to Oct 25, 2023 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 15, 2022 to Jun 9, 2023 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 20, 2024, registered Oct 21, 2024 (31 days) · Affiliated broker-dealer or bank to wirehouse
- M•• I•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 25, 2023, registered Jan 10, 2024 (77 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to M•• I•••••••• S•••••••• L••left Jun 9, 2023, registered Aug 21, 2023 (73 days) · Affiliated broker-dealer or bank to another
Signals
- J•••• M• M•••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-21)Sep 20, 2024 · Advisor changed firm · fact
- J•••• M• M•••• left M•• I•••••••• S•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-10)Oct 25, 2023 · Advisor changed firm · fact
- J•••• M• M•••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•• I•••••••• S•••••••• L•• (registered 2023-08-21)Jun 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address