RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• H••••••• S•••••••••
- J••• P•••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 5, 2026 · Holden, Ma
- P••••••••• A••••••• S••••••• I•• independent RIAJun 19, 2024 to Jul 7, 2025 · Vero Beach, Fl
- A•••••••• F•••••••• L•• unclassifiedOct 13, 2022 to Dec 19, 2023 · Wilton, Nh
- P••••••••• A••••••• S••••••• I•• to J••• P•••••• C•••••• M••••••••• L••left Jul 7, 2025, registered Jan 5, 2026 (182 days) · RIA to RIA
- A•••••••• F•••••••• L•• to P••••••••• A••••••• S••••••• I••left Dec 19, 2023, registered Jun 19, 2024 (183 days) · Other
- D••••• H••••••• S••••••••• left P••••••••• A••••••• S••••••• I•• for J••• P•••••• C•••••• M••••••••• L•• (registered 2026-01-05)Jul 7, 2025 · Advisor changed firm · fact
- D••••• H••••••• S••••••••• left A•••••••• F•••••••• L•• for P••••••••• A••••••• S••••••• I•• (registered 2024-06-19)Dec 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address