DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• G••••••

G•••••• A•••• M•••••••••state registeredNew York, NyIA-onlyIAPD 7432397

Feed of 09/14/2026

At current firm

0 y

since Mar 16, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••• A•••• M••••••••• state registered current
since Mar 16, 2026 · New York, Ny
A••••••• A••••••• S•••••••• L•• BD affiliated
Mar 1, 2023 to Jul 25, 2024 · New York, Ny
E•• F•••••••• A••••••• independent RIA
Sep 26, 2022 to Nov 15, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••• A••••••• S•••••••• L•• to G•••••• A•••• M•••••••••
left Jul 25, 2024, registered Mar 16, 2026 (599 days) · Affiliated broker-dealer or bank to a state-registered adviser
E•• F•••••••• A••••••• to A••••••• A••••••• S•••••••• L••
left Nov 15, 2022, registered Mar 1, 2023 (106 days) · Affiliated broker-dealer or bank to another

Signals

J••• G•••••• left A••••••• A••••••• S•••••••• L•• for G•••••• A•••• M••••••••• (registered 2026-03-16)
Jul 25, 2024 · Advisor changed firm · fact
J••• G•••••• left E•• F•••••••• A••••••• for A••••••• A••••••• S•••••••• L•• (registered 2023-03-01)
Nov 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address