RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• W••••• L•• state registered currentsince Oct 4, 2023 · Austin, Tx
- C••••• • A••••••••• I••• independent RIADec 22, 2022 to Aug 14, 2023 · Austin, Tx
- F•••••••• independent RIAJan 7, 2022 to Jan 3, 2023 · Austin, Tx
- C••••• • A••••••••• I••• to M••••• W••••• L••left Aug 14, 2023, registered Oct 4, 2023 (51 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••••••• to C••••• • A••••••••• I•••left Jan 3, 2023, registered Dec 22, 2022 (-12 days) · RIA to affiliated broker-dealer or bank
- G••••••• M•••• left C••••• • A••••••••• I••• for M••••• W••••• L•• (registered 2023-10-04)Aug 14, 2023 · Advisor changed firm · fact
- G••••••• M•••• left Forefront for C••••• • A••••••••• I••• (registered 2022-12-22)Jan 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address