RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M••••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2025 · Draper, Ut
- T•••• W••••• G•••• L•• independent RIAApr 29, 2025 to Sep 22, 2025 · Murray, Ut
- L•• F•••••••• L•• BD affiliatedAug 15, 2022 to Sep 26, 2024 · Draper, Ut
- T•••• W••••• G•••• L•• to L•• F•••••••• L••left Sep 22, 2025, registered Oct 2, 2025 (10 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to T•••• W••••• G•••• L••left Sep 26, 2024, registered Apr 29, 2025 (215 days) · Affiliated broker-dealer or bank to independent RIA
- S••••• M••••• S••••• left T•••• W••••• G•••• L•• for L•• F•••••••• L•• (registered 2025-10-02)Sep 22, 2025 · Advisor changed firm · fact
- S••••• M••••• S••••• left L•• F•••••••• L•• for T•••• W••••• G•••• L•• (registered 2025-04-29)Sep 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address