RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• D•••• L•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 9, 2025 · Orlando, Fl
- T••••••••• W••••• M••••••••• independent RIAMay 2, 2025 to Dec 9, 2025 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedDec 12, 2022 to Mar 27, 2025 · Orlando, Fl
- T••••••••• W••••• M••••••••• to L•• F•••••••• L••left Dec 9, 2025, registered Dec 9, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to T••••••••• W••••• M•••••••••left Mar 27, 2025, registered May 2, 2025 (36 days) · Affiliated broker-dealer or bank to independent RIA
- M•••• D•••• L••••• left T••••••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2025-12-09)Dec 9, 2025 · Advisor changed firm · fact
- M•••• D•••• L••••• left L•• F•••••••• L•• for T••••••••• W••••• M••••••••• (registered 2025-05-02)Mar 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address