DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donna Dyke-Bajaj
Feed of 09/14/2026
Also filed as Donna Dyke Hall
At current firm
21 y
since Apr 18, 2005
In the industry
46 y
since Feb 26, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Apr 18, 2005 · Dallas, Tx
- Credit Suisse Securities (USA) LLC formerJan 17, 2003 to Apr 18, 2005 · Dallas, Tx
- Pershing LLC unclassifiedAug 23, 1983 to Jan 17, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Credit Suisse Securities (USA) LLC to Oppenheimer & Co. Inc.left Apr 18, 2005, registered Apr 18, 2005 (0 days) · Other
- Pershing LLC to Credit Suisse Securities (USA) LLCleft Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address