DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• N••• B•••

L•• E••••••••• L••BD affiliatedFranklin, Tndual registrantIAPD 7460579

Feed of 09/14/2026

Also filed as M•••••• B•••

At current firm

0 y

since Feb 17, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Feb 17, 2026 · Franklin, Tn
C••••• C•••• F• unclassified
Oct 15, 2025 to Feb 11, 2026 · Tullahoma, Tn
M•••• W••••• A••••••• L•• independent RIA
Dec 18, 2023 to May 23, 2025 · Manchester, Tn
L•• F•••••••• L•• BD affiliated
Oct 18, 2022 to Dec 26, 2023 · Tullahoma, Tn

Moves

a registration end followed by a registration begin elsewhere

C••••• C•••• F• to L•• E••••••••• L••
left Feb 11, 2026, registered Feb 17, 2026 (6 days) · Other
M•••• W••••• A••••••• L•• to C••••• C•••• F•
left May 23, 2025, registered Oct 15, 2025 (145 days) · Other
L•• F•••••••• L•• to M•••• W••••• A••••••• L••
left Dec 26, 2023, registered Dec 18, 2023 (-8 days) · Affiliated broker-dealer or bank to independent RIA

Signals

M•••••• N••• B••• left C••••• C•••• F• for L•• E••••••••• L•• (registered 2026-02-17)
Feb 11, 2026 · Advisor changed firm · fact
M•••••• N••• B••• left M•••• W••••• A••••••• L•• for C••••• C•••• F• (registered 2025-10-15)
May 23, 2025 · Advisor changed firm · fact
M•••••• N••• B••• left L•• F•••••••• L•• for M•••• W••••• A••••••• L•• (registered 2023-12-18)
Dec 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address